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04. 60/40 Balanced (w/ BDCs) Index

Data as of 09/28/2020 08/31/2020 07/31/2020 06/30/2020 05/29/2020 04/30/2020 03/31/2020 02/28/2020 01/31/2020 12/31/2019 11/29/2019 10/31/2019 09/30/2019 08/30/2019 07/31/2019 06/28/2019 05/31/2019 04/30/2019 03/29/2019 02/28/2019 01/31/2019 12/31/2018 11/30/2018 10/31/2018 09/28/2018 08/31/2018 07/31/2018 06/29/2018 05/31/2018 04/30/2018 03/29/2018 02/28/2018 01/31/2018 12/29/2017 11/30/2017 10/31/2017 09/29/2017 08/31/2017 06/30/2017

• About
• Performance
• Discount
• Characteristics
• Asset Allocation
• Constituents
• Prices
• Disclosure

Index Performance

	Current($)	Previous Day(%)	1 Week(%)	1 Month(%)	3 Month(%)	6 Month(%)	1 Year(%)	3 Year(%)	5 Year(%)	MTD(%)	QTD(%)	YTD(%)
Price	1,222.91	1.17	-0.29	-3.41	6.62	27.09	-4.90	1.34	7.62	-3.57	4.25	-10.21
NAV	1,240.46	0.99	0.33	-2.70	7.09	24.32	0.87	3.33	6.64	-2.67	5.15	-4.55
Difference		-0.18	0.62	0.71	0.47	-2.77	5.77	1.99	-0.98	0.91	0.90	5.66
* Periods greater than 1 Year are annualized.      ** On Inception Date (12/30/16), Index Price was $1,000 and NAV was $1,000.00

2020 - Monthly Performance (%) Show Previous Years
	Jan	Feb	Mar	Q1	Apr	May	Jun	Q2	1H	Jul	Aug	Sep	Q3	Oct	Nov	Dec	Q4	2H	2020
Price	0.36	-9.50	-21.75	-28.93	12.59	5.87	1.68	21.20	-13.87	4.09	3.86	-	-	-	-	-	-	-	-
NAV	-0.28	-5.29	-18.27	-22.82	10.16	4.39	2.27	17.61	-9.23	4.52	3.37	-	-	-	-	-	-	-	-
Difference	-0.64	4.21	3.48	6.12	-2.44	-1.48	0.60	-3.59	4.64	0.42	-0.50	-	-	-	-	-	-	-	-
2019 - Monthly Performance (%)
	Jan	Feb	Mar	Q1	Apr	May	Jun	Q2	1H	Jul	Aug	Sep	Q3	Oct	Nov	Dec	Q4	2H	2019
Price	11.90	2.46	1.13	15.95	2.46	-4.08	5.17	3.37	19.86	1.28	-1.92	2.32	1.63	1.04	1.10	2.96	5.18	6.90	28.13
NAV	7.27	2.04	1.33	10.91	1.97	-3.42	4.31	2.73	13.93	0.35	-1.13	1.36	0.57	1.14	0.95	2.96	5.13	5.72	20.45
Difference	-4.64	-0.42	0.20	-5.04	-0.50	0.66	-0.86	-0.65	-5.93	-0.93	0.79	-0.95	-1.07	0.10	-0.15	-0.00	-0.05	-1.18	-7.68
2018 - Monthly Performance (%)
	Jan	Feb	Mar	Q1	Apr	May	Jun	Q2	1H	Jul	Aug	Sep	Q3	Oct	Nov	Dec	Q4	2H	2018
Price	2.27	-3.15	-0.68	-1.62	1.62	0.68	-0.18	2.12	0.47	2.52	1.28	-0.97	2.83	-8.02	1.60	-7.42	-13.48	-11.03	-10.61
NAV	3.15	-3.55	-0.69	-1.19	0.89	0.49	-0.22	1.16	-0.05	2.59	0.70	-0.23	3.07	-5.02	0.62	-5.01	-9.22	-6.43	-6.47
Difference	0.88	-0.40	-0.01	0.42	-0.73	-0.19	-0.04	-0.96	-0.52	0.07	-0.57	0.73	0.24	3.00	-0.98	2.41	4.26	4.60	4.14
2017 - Monthly Performance (%)
	Jan	Feb	Mar	Q1	Apr	May	Jun	Q2	1H	Jul	Aug	Sep	Q3	Oct	Nov	Dec	Q4	2H	2017
Price	3.74	2.93	0.91	7.75	2.97	0.94	0.87	4.85	12.97	2.43	-0.84	2.42	4.03	-0.01	-0.68	1.90	1.18	5.26	18.91
NAV	2.11	2.27	0.74	5.21	1.33	1.08	0.90	3.34	8.73	2.02	0.08	1.29	3.42	0.75	0.81	1.01	2.59	6.10	15.36
Difference	-1.62	-0.65	-0.17	-2.54	-1.64	0.13	0.03	-1.51	-4.25	-0.41	0.92	-1.13	-0.61	0.77	1.50	-0.89	1.41	0.84	-3.56
2016 - Monthly Performance (%)
	Jan	Feb	Mar	Q1	Apr	May	Jun	Q2	1H	Jul	Aug	Sep	Q3	Oct	Nov	Dec	Q4	2H	2016
Price	-5.40	0.25	7.55	2.00	3.32	0.95	2.24	6.63	8.77	4.62	0.92	-0.50	5.06	-2.65	0.37	2.25	-0.10	4.95	14.16
NAV	-3.90	-0.71	5.51	0.67	2.47	1.09	1.09	4.72	5.42	3.36	0.45	0.51	4.36	-1.25	-0.04	1.69	0.37	4.75	10.43
Difference	1.50	-0.96	-2.05	-1.33	-0.85	0.14	-1.14	-1.91	-3.35	-1.26	-0.47	1.01	-0.70	1.40	-0.41	-0.56	0.47	-0.21	-3.73
2015 - Monthly Performance (%)
	Jan	Feb	Mar	Q1	Apr	May	Jun	Q2	1H	Jul	Aug	Sep	Q3	Oct	Nov	Dec	Q4	2H	2015
Price	0.83	3.78	-1.13	3.47	1.72	-0.53	-3.83	-2.69	0.68	-2.04	-4.99	-4.34	-10.96	7.42	-1.82	-1.95	3.41	-7.93	-7.30
NAV	0.26	3.08	-0.57	2.76	1.76	0.13	-2.17	-0.31	2.43	-0.34	-4.22	-3.33	-7.73	5.09	-1.41	-2.84	0.68	-7.10	-4.84
Difference	-0.57	-0.70	0.56	-0.71	0.04	0.66	1.66	2.38	1.75	1.70	0.77	1.01	3.24	-2.33	0.41	-0.88	-2.73	0.83	2.46

Performance Chart

Discount

Characteristics

PORTFOLIO Weighted Average Data
Discount -9.81%	1Yr Disc -7.17%	3Yr Disc -5.61%	5Yr Disc -6.16%	Rel Disc Range (3yr) 52.29%
Mkt Yield 9.07%	Lev Adj NAV Yield 6.89%	After Tax Yield* 7.57%	Est Tax Friction* 1.50%	3Yr NAV Volatiliy 19.27
1 Yr RoC 23.58%	3 Yr Dest RoC 16.18%	Leverage 20.79%	Non Lev Exp Ratio 1.56%	Beta (2yr) 0.85
Equity Exposure 54.72%	Bond Exposure 42.53%	# Holdings 167	Cash Weighted Duration 1.27
Comp NAV TR 2.35%	Comp Discount 1.38%	Net Assets (M) 832	Liquidity - 90d (K) 2,430
* Based on marginal tax rates of 25% and long-term capital gains rates of 15%.

Constituents

167 Funds

Ticker	Name	Sponsor	Allocation	Discount	Market Yield	RoC(1yr)	Leverage	Net Assets	Liquidity (90d)
PCI	PIMCO Dyn Cr & Mortg Incm	PIMCO	0.70	5.32	10.65	0.00	45.78	2,705	11,245
DSL	DbLin Incm Solutions Fd	Doubleline	0.67	-2.04	11.34	7.10	27.89	1,650	5,412
PDI	PIMCO Dyn Incm Fd	PIMCO	0.66	6.45	10.69	0.00	42.88	1,427	6,193
BTZ	BR Cr Alloc Incm Tr	BlackRock	0.69	-6.02	7.16	15.24	28.91	1,398	3,923
RA	Brkf Real Ast Incm Fd	Brookfield	0.66	-12.38	14.30	22.66	25.13	840	2,677
PHK	PIMCO Hi Incm Fd	PIMCO	0.66	4.67	10.71	0.00	31.25	682	2,667
GOF	Gghm Stgc Opp Fd	Guggenheim Funds	0.68	9.19	12.43	62.67	24.33	714	2,726
BIT	BR Mlt-Sctr Incm Tr	BlackRock	0.71	-10.50	9.46	25.92	33.54	658	1,940
PKO	PIMCO Incm Opp Fd	PIMCO	0.65	2.15	10.21	0.00	44.85	424	2,040
BHK	BR Core Bnd Tr	BlackRock	0.65	-3.78	5.23	6.23	23.71	870	2,645
PFN	PIMCO Incm Stgy Fd II	PIMCO	0.68	5.47	10.60	0.96	33.07	614	1,816
AWF	AB Glbl Hi Incm Fd	AllianceBernstein	0.68	-13.67	7.50	5.09	44.88	1,047	2,006
ARCC	Ares Capital Corp	Ares	0.24	-10.87	11.34	0.00	50.96	6,690	30,243
FSKR	FS KKR Capital Corp. II	FS/KKR	0.28	-40.21	15.19	0.00	43.65	4,163	10,275
MAIN	Main Street Cap Corp	Main Street Capital	0.25	45.61	8.10	0.00	44.46	1,373	10,046
ORCC	Owl Rock Capital Corp	Owl Rock	0.26	-14.39	9.98	0.00	36.80	5,586	13,243
PSEC	Prospect Capital Corp	Prospect Capital	0.26	-37.41	14.06	0.00	40.33	3,084	7,062
GBDC	Golub Capital BDC	Golub Capital	0.28	-6.19	8.80	0.00	45.74	2,350	6,370
FSK	FS KKR Capital Corp	FS/KKR	0.30	-31.28	14.94	0.00	56.47	2,892	10,390
HTGC	Hercules Capital	Hercules	0.28	12.46	11.17	0.00	51.25	1,164	8,185
NMFC	New Mountain Fin Corp	New Mountain Capital	0.26	-15.91	12.27	5.36	59.40	1,126	4,522
TSLX	Sixth St Splty Lending	Sixth St Splty Lending	0.27	6.90	9.54	0.00	43.22	1,087	7,227
AINV	Apollo Inv Corp	Apollo	0.24	-44.08	14.50	0.00	62.64	1,028	3,802
GSBD	Goldman Sachs BDC	Goldman Sachs	0.26	6.47	11.17	0.00	58.64	612	2,484
CGBD	TCG BDC	Carlyle	0.29	-35.54	13.42	0.00	55.44	833	2,314
TCPC	BR TCP Capital Corp	BlackRock	0.28	-16.46	11.76	0.55	56.36	705	3,028
NEWT	Newtek Biz Serv Corp	Newtek	0.27	21.07	12.24	0.00	50.20	332	3,185
BCSF	Bain Cap Splty Fin	BCSF Advisors	0.25	-31.75	12.60	0.00	59.09	1,021	2,156
TPVG	TP Vntr Gwth BDC Corp	TriplePoint Capital	0.29	-13.06	12.58	0.00	41.84	405	2,132
SLRC	Solar Capital	Solar Capital	0.26	-18.80	10.04	0.80	26.36	850	2,039
OCSL	Oaktree Splty Lending	Oaktree Capital	0.27	-20.03	8.62	0.00	46.19	858	2,175
GAIN	Gladstone Inv Corp	Gladstone	0.23	-13.80	8.96	0.00	34.38	361	1,871
PFLT	PennantPark Flt Rt Cap	PennantPark	0.27	-29.19	13.24	0.00	58.68	471	1,428
HRZN	Horizon Tech Fin Corp	Horizon Tech Fin	0.29	5.50	9.77	0.00	48.51	201	1,723
CSWC	Cap Southwest Corp	Capital Southwest	0.27	-1.81	13.90	0.00	53.55	278	1,089
JQC	Nuv Cr Stgs Incm Fd	Nuveen	0.40	-13.99	16.47	59.47	35.74	930	3,201
HFRO	Highland Incm Fd	Highland Capital	0.43	-30.68	10.51	17.36	35.10	905	3,234
VVR	Invsc Sr Incm Tr	Invesco	0.41	-14.82	6.63	12.93	29.00	650	3,271
VTA	Invsc Dyn Cr Opp Fd	Invesco	0.41	-15.96	9.71	0.99	30.00	695	3,039
BGB	B/GSO Stgc Cr Fd	GSO / Blackstone	0.41	-11.27	7.91	0.00	37.61	611	1,792
JFR	Nuv Flt Rt Incm Fd	Nuveen	0.41	-12.54	6.65	0.00	36.10	540	3,103
EFT	EV Flt-Rt Incm Tr	Eaton Vance	0.41	-13.54	6.23	0.00	34.80	551	1,042
FRA	BR Flt Rt Incm Stgc Fd	BlackRock	0.40	-14.21	8.20	16.58	30.14	477	1,041
EFR	EV Sr Flt-Rt Tr	Eaton Vance	0.40	-13.92	6.67	0.00	35.80	500	1,008
PPR	Voya Prime Rt Tr	Voya	0.42	-7.74	3.81	0.00	28.22	695	1,193
FCT	FT Sr Flt Rt Incm Fd II	First Trust	0.40	-11.79	11.38	28.03	29.38	328	1,064
JRO	Nuv Flt Rt Incm Opp Fd	Nuveen	0.41	-12.98	6.60	0.00	36.09	381	1,913
BSL	B/GSO Sr Flt Rt Trm Fd	GSO / Blackstone	0.42	-10.16	6.92	0.00	32.92	224	808
ARDC	Ares Dyn Cr Alloc Fd	Ares	0.41	-14.75	9.24	0.00	28.52	340	1,085
BGX	B/GSO Lng-Srt Cr Incm Fd	GSO / Blackstone	0.42	-10.39	8.12	0.00	39.18	182	925
HYT	BR Corp Hi Yld Fd	BlackRock	0.36	-5.88	8.85	11.15	30.79	1,368	4,097
DHF	BNY Mellon Hi Yld Stgs Fd	BNY Mellon	0.37	-11.04	9.42	0.00	30.22	224	3,783
DHY	CS Hi Yld Bnd Fd	Credit Suisse	0.37	-9.62	9.17	5.21	30.29	247	2,975
HIO	WA Hi Incm Opp Fd	Legg Mason	0.37	-6.27	7.91	8.32	0.00	667	1,872
HIX	WA Hi Incm Fd II	Legg Mason	0.36	-5.71	9.13	5.24	29.90	575	1,516
ISD	PGIM Hi Yld Bnd Fd	Prudential	0.36	-12.79	9.15	3.99	25.16	525	1,360
EAD	WF Incm Opp Fd	Wells Fargo	0.36	-12.07	9.24	0.00	25.00	507	1,303
DSU	BR Dbt Stgs Fd	BlackRock	0.37	-10.71	8.53	18.29	34.27	526	1,469
KIO	KKR Incm Opp Fd	KKR Credit	0.38	-6.85	11.04	0.58	32.21	297	1,246
GHY	PGIM Glbl Hi Yld Fd	Prudential	0.36	-13.37	9.49	2.75	25.88	627	1,219
DLY	DbLin Yld Opp Fd	Doubleline	0.35	-2.50	7.81	21.75	12.52	1,103	1,778
ACP	Abd Incm Cr Stgs Fd	Aberdeen	0.38	-4.50	12.30	15.71	31.52	178	1,198
FSD	FT Hi Incm Lng/Srt Fd	First Trust	0.37	-10.46	9.46	30.18	20.89	526	979
BGH	Barings Glbl Srt Dur Hi Yld Fd	Barings	0.37	-10.25	9.46	0.00	25.87	300	774
CIK	CS Ast Mgmt Incm Fd	Credit Suisse	0.38	-8.95	9.15	2.44	31.47	169	3,016
HYI	WA Hi Yld Dfin Opp Fd	Legg Mason	0.35	-7.68	8.07	0.46	0.00	345	777
EHI	WA Glbl Hi Incm Fd	Legg Mason	0.36	-5.33	8.38	1.85	30.40	445	548
JPS	Nuv Pref & Incm Sec Fd	Nuveen	0.63	-4.25	6.90	0.54	35.33	1,869	3,933
FFC	F&C Pref Sec Incm Fd	Flaherty & Crumrine	0.63	6.14	7.46	0.00	33.70	870	2,130
FPF	FT Imd Dur Pref & Incm Fd	First Trust	0.61	-5.59	7.47	2.00	30.74	1,370	2,636
JPC	Nuv Pref & Incm Opp Fd	Nuveen	0.63	-5.47	7.51	0.98	36.04	926	2,098
DFP	F&C Dyn Pref and Incm Fd	Flaherty & Crumrine	0.67	7.03	7.35	0.00	33.90	483	1,550
PDT	JH Prm Div Fd	John Hancock	0.57	-1.36	9.47	10.46	37.33	609	1,271
HPI	JH Pref Incm Fd	John Hancock	0.58	1.68	7.88	4.09	32.32	483	1,186
JPI	Nuv Pref & Incm Trm Fd	Nuveen	0.60	-2.86	7.09	0.28	33.01	518	1,472
CHY	Calamos Convt & Hi Incm Fd	Calamos	1.01	-12.66	8.75	1.90	29.56	978	2,989
CHI	Calamos Convt Opp & Incm	Calamos	1.02	-13.02	8.71	1.98	29.16	899	2,368
NCZ	AG Convt & Incm Fd II	Allianz	1.04	-13.29	10.95	32.01	42.29	361	2,518
CCD	Calamos Dyn Convt & Incm Fd	Calamos	1.06	-10.18	8.80	3.85	28.96	621	1,928
NCV	AG Convt & Incm Fd	Allianz	1.04	-12.85	11.06	36.65	41.79	478	2,738
BBN	BR Taxable Muni BndTr	BlackRock	2.01	3.19	5.18	0.08	33.73	1,436	4,372
NBB	Nuv Taxable Muni Incm Fd	Nuveen	2.02	-1.41	4.98	0.00	36.28	619	1,211
ADX	Adams Divr Eq Fd	Adams Funds	0.84	-14.55	5.59	0.00	0.00	2,047	3,006
AGD	Abd Glbl Dyn Div Fd	Aberdeen	0.80	-14.23	8.57	3.67	0.00	133	365
AOD	Abd Tot Dyn Div Fd	Aberdeen	1.12	-14.36	8.77	6.23	0.00	969	2,144
ASG	Liberty All-Star Gwth Fd	ALPS	0.90	3.03	7.28	0.00	0.00	289	1,656
BGY	BR Enh Intl DivTr	BlackRock	1.12	-13.56	7.67	56.93	0.00	640	1,068
BIF	Boulder Gwth & Incm Fd	Boulder	1.27	-17.46	4.07	22.86	0.00	1,219	1,780
BSTZ	BR Sci & Tech Tr II	BlackRock	1.20	-12.89	4.79	100.00	0.00	2,247	6,244
CAF	MS China A Shr Fd	Morgan Stanley	0.85	-17.18	3.87	0.00	0.00	560	1,519
CET	Cntrl Sec Corp	Central Securities	0.78	-17.85	4.66	0.00	0.00	909	500
CLM	Cornerstone Stgc Val Fd	Cornerstone	1.30	14.54	20.46	86.75	0.00	726	6,583
CRF	Cornerstone Tot Rtn Fd	Cornerstone	1.30	17.61	20.05	89.12	0.00	370	3,868
DNI	Div & Incm Fd	Bexil	0.73	-32.42	10.71	62.26	13.25	173	418
EMF	Tmp Emrg Mkt Fd	Templeton	0.87	-11.72	7.54	0.00	3.64	280	563
EOD	WF Glbl Div Opp Fd	Wells Fargo	1.07	-15.62	12.95	0.00	18.50	215	675
ETG	EV Tx-Adv Glbl Div Incm Fd	Eaton Vance	1.65	-12.29	8.33	14.20	23.60	1,285	2,352
ETO	EV Tx-Adv Glbl Div Opp Fd	Eaton Vance	0.78	-11.45	8.28	7.35	23.10	366	1,061
EVT	EV Tx-Adv Div Incm Fd	Eaton Vance	1.63	-7.62	8.86	7.41	23.00	1,563	3,112
FDEU	FT Dyn Euro Eq Incm Fd	First Trust	1.72	-15.12	7.16	56.73	25.01	204	615
GAB	Gabelli Eq Tr	Gabelli	0.82	3.60	11.58	72.72	24.00	1,298	2,782
GAM	General American Invstr	General American Inv	0.83	-17.88	7.24	0.00	16.69	1,016	1,005
GDV	Gabelli Div & Incm Tr	Gabelli	1.66	-15.93	7.27	16.21	18.00	1,955	4,249
GLQ	Clough Glbl Eq Fd	Clough	0.83	-17.63	11.91	45.15	38.76	179	556
HGLB	Highland Glbl Alloc Fd	Highland Capital	1.06	-35.43	16.36	10.82	16.03	215	613
HIE	Miller/Howard Hi Incm Eq Fd	Miller/Howard	1.08	-14.35	7.96	59.15	28.05	132	666
IDE	Voya Infra Ind & Matrls Fd	Voya	0.84	-15.38	9.62	70.28	0.00	215	574
IFN	India Fund	Aberdeen	0.82	-14.63	11.26	14.29	0.00	515	1,415
IGD	Voya Glbl Eq Div & Prm Opp	Voya	1.13	-15.46	9.76	72.75	0.00	563	1,714
IIF	MS India Inv Fd	Morgan Stanley	0.82	-17.36	0.16	0.00	0.00	235	898
JCE	Nuv Core Eq Alpha Fd	Nuveen	0.82	-10.57	7.14	9.31	0.00	226	667
JTD	Nuv Tx-Adv Div Gwth Fd	Nuveen	0.80	-13.96	9.23	3.12	28.78	215	543
LGI	Lzrd Glbl Tot Rtn & Incm Fd	Lazard	1.23	-9.68	8.11	16.87	32.20	227	765
RMT	Royce Micro-Cap Tr	Legg Mason	0.84	-17.21	8.10	18.31	5.63	398	1,273
RVT	Royce Val Tr	Legg Mason	1.21	-15.39	7.94	8.74	4.64	1,495	2,896
SOR	Source Capital	First Pacific	0.86	-11.67	2.74	0.00	0.00	350	621
TDF	Tmp Dragon Fd	Templeton	0.94	-12.29	8.43	0.00	0.00	839	1,606
TY	Tri-Cont Corp	Columbia Mngmt	1.24	-13.58	4.06	0.00	2.40	1,592	1,325
USA	Liberty All-Star Eq Fd	ALPS	1.26	-7.44	10.72	0.00	0.00	1,373	4,152
EXG	EV Tx-Mgd Glbl Divr Eq Incm	Eaton Vance	0.19	-12.05	10.03	92.90	0.00	2,538	4,638
QQQX	Nuv Nasdaq 100 Dyn Owrt Fd	Nuveen	0.20	-1.34	6.42	94.72	0.00	1,015	4,385
BST	BR Sci & Tech Tr	BlackRock	0.21	0.09	4.69	29.01	0.00	1,022	4,247
BDJ	BR Enh Eq Div Tr	BlackRock	0.19	-11.97	8.24	1.85	0.00	1,551	4,199
ETV	EV Tx-Mgd By-Wrt Opp Fd	Eaton Vance	0.18	2.67	9.61	94.96	0.00	1,224	3,313
ETY	EV Tx-Mgd Divr Eq Incm Fd	Eaton Vance	0.19	-8.55	9.27	77.44	0.00	1,810	3,655
ETW	EV Tx-Mgd Glbl By-Wrt Opp	Eaton Vance	0.19	-10.46	10.19	60.40	0.00	1,028	2,367
BXMX	Nuv S&P 500 By-Wrt Inc Fd	Nuveen	0.19	-12.47	7.71	47.28	0.00	1,327	3,186
EOS	EV Enh Eq Incm Fd II	Eaton Vance	0.19	-2.91	6.47	64.09	0.00	938	2,548
ETJ	EV Risk-Mgd Divr Eq Incm Fd	Eaton Vance	0.19	-1.44	9.52	69.34	0.00	620	2,200
NFJ	AG Div Int & Prm Stgy Fd	Allianz	0.20	-14.40	7.65	7.00	0.00	1,304	2,584
STK	ClmbSlgmn Prm Tech Gwth Fd	Columbia Mngmt	0.19	-1.99	8.53	44.10	0.00	352	1,354
CII	BR Enh Cap & Incm Fd	BlackRock	0.20	-10.36	6.86	37.00	0.00	754	1,771
KYN	KA MLP/Midstream Inv Co	Kayne Anderson	0.17	-25.41	14.81	100.00	33.33	687	3,612
TYG	Tortoise Nrg Infra Corp	Tortoise	0.20	-26.04	8.12	81.16	29.00	261	1,713
FEI	FT MLP & Nrg Incm Fd	First Trust	0.19	-23.66	12.74	68.23	20.14	290	1,067
CEM	CB MLP & Midstream Fd	Legg Mason	0.16	-25.52	16.99	86.73	34.01	209	938
NTG	Tortoise Midstream Nrg Fd	Tortoise	0.19	-27.31	8.53	95.50	25.20	124	703
FEN	FT Nrg Incm & Gwth Fd	First Trust	0.19	-22.45	13.16	83.90	20.25	235	960
KMF	KA Midstream/Nrg Fd	Kayne Anderson	0.20	-27.07	8.67	67.94	30.67	269	709
EMO	CB Nrg Midstream Opp Fd	Legg Mason	0.17	-27.60	14.57	85.72	31.35	175	704
NML	NB MLP & Nrg Incm Fd	Neuberger Berman	0.18	-28.36	6.73	96.68	12.50	190	558
CTR	CB MLP & Midstream Tot Rtn Fd	Legg Mason	0.17	-26.25	15.95	100.00	25.91	104	406
FPL	FT New Opp MLP & Nrg Fd	First Trust	0.19	-21.08	12.26	56.07	22.07	120	535
RQI	C&S Qlty Incm Rty Fd	Cohen & Steers	0.83	-8.31	8.61	0.00	24.20	1,632	5,160
IGR	CBRE Clr Glbl Rel-Est Incm Fd	CBRE Clarion	0.81	-18.94	10.08	60.54	21.44	856	2,361
AWP	Abd Glbl Prmr Prop Fd	Aberdeen	0.81	-16.09	10.34	50.96	0.00	472	1,847
HQH	Tekla Health Invstr	Tekla	0.77	-14.36	9.58	0.00	0.00	1,029	2,843
THQ	Tekla Health Opp Fd	Tekla	0.81	-11.49	7.62	75.00	21.56	827	1,918
THW	Tekla Wld Health Fd	Tekla	0.80	0.00	9.97	88.37	22.02	423	1,551
GGN	GAMCO Glbl Gd NtrRes Incm	Gabelli	0.81	-13.89	10.56	75.68	11.00	653	4,418
BCX	BR Res & Com Stgy Tr	BlackRock	0.79	-16.87	7.99	65.97	0.00	647	1,564
BGR	BR Nrg & Res Tr	BlackRock	0.68	-12.93	9.31	57.92	0.00	206	966
CSQ	Calamos Stgc Tot Rtn Fd	Calamos	0.44	-3.07	8.37	11.15	29.68	2,120	3,551
NIE	AG Eq & Convt Incm Fd	Allianz	0.44	-12.58	6.28	5.75	0.00	767	1,901
ZTR	Virtus Tot Rtn Fd	Virtus	0.40	-10.58	12.21	68.46	26.27	417	998
GLO	Clough Glbl Opp Fd	Clough	0.43	-16.53	11.71	72.52	39.11	355	1,343
FOF	C&S CE Opp Fd	Cohen & Steers	0.42	-2.73	9.47	57.97	0.00	309	1,037
RIV	RiverNorth Opp Fd	RiverNorth	0.40	-2.89	14.96	76.18	6.64	139	929
UTG	Reaves Util Incm Fd	W.H. Reaves	0.50	0.42	6.95	0.00	23.47	1,593	6,052
UTF	C&S Infra Fd	Cohen & Steers	0.49	-2.80	8.37	2.61	28.60	2,138	4,803
DNP	DNP Sel Incm Fd	Duff & Phelps	0.46	19.72	7.69	34.27	27.22	2,573	4,223
DPG	D&P Util & Infra Fd	Duff & Phelps	0.44	-15.09	13.82	56.00	31.88	453	1,199
MGU	Macquarie Glbl Infra Tot Rtn	Macquarie	0.48	-18.18	5.17	13.14	29.76	265	885
IAE	Voya AP Hi Div Eq Incm Fd	Voya	1.01	-10.82	10.98	74.18	0.00	104	248
AEF	Abd Emrg Mkt Eq Incm Fd	Aberdeen	1.02	-15.12	2.73	0.00	9.71	383	268
CUBA	Herzfeld Caribbean Basin Fd	Herzfeld Cuba	0.92	-23.11	17.44	87.77	0.00	28	111
BTO	JH Fin Opp Fd	John Hancock	0.88	9.19	10.40	21.65	23.81	362	1,787

DISCLOSURES:

These indexes were created and developed by Closed-End Fund Advisors, Inc. CEF Advisors launched these indexes in January 2017 based on December 31, 2016 data and began pricing on January 1, 2019. CEF Advisors does not guarantee the accuracy or the completeness of the index or any data included therein and CEF Advisors shall have no liability for any errors, omissions or interruptions therein. CEF Advisors makes no warranty, express or implied, as to results to be obtained by any person or entity from the use of the index or any data included therein. CEF Advisors makes no express or implied warranties, and expressly disclaims all warranties of merchantability or fitness for a particular purpose or use with respect to the index or any data included therein. Without limiting any of the foregoing, in no event shall CEF Advisors have any liability for any special, punitive, direct, indirect or consequential damages (including lost profits) arising out of matters relating to the use of the index, even if notified of the possibility of such damages.

The historical values above have not been verified by an independent third party. The historical performance data is for illustrative purposes only and does not represent the actual performance of any investment product. No representation is being made that any investment will achieve performance similar to that shown. The index does not charge management fees or brokerage expenses, and no such fees or expenses were deducted from the historical performance shown. The index is unmanaged and an investor cannot invest directly in the index.

Performance information for the index is for illustrative purposes only and does not represent the performance of any actual investment. The historical performance of the price and NAV of the index should not be taken as an indication of future performance, and no assurance can be given as to the index's value on any date. The data for the historical performance of the index was calculated on materially the same basis on which the performance of the index is now calculated. Discounts are the result of a closed-end fund’s market price deviating from its Net Asset Value (NAV).

In case any constituents of the index experience a liquidation, merger, open-ending or are no longer a closed-end fund, we will remove them as of their last day of existence. For mergers, if the merged fund is in the same sub-grouping inside CEFdata.com, then we will replace the merged fund with it's replacement in equal dollar terms. If a fund is liquidated, open-ended, etc, we will remove the fund and its allocation from the index. In this case, for example. If a fund was 2% of the index then future pricing would assume a full allocation was 98%. The 2% is adsorbed on a pro-rata basis by all surviving funds.

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