CEF Advisors

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Capital Southwest Corporation (CSWC)

BDC - Debt Focused BDC

Data as of May 6, 2021
Current
Market Price $24.29 (- $0.13)
NAV (Dec. 31, 2020) $15.74 ( $0.00)
Premium / Discount 54.32% (-0.83%)
Fund Info
Inception Jan. 1, 1971
Sponsor Capital Southwest Corporation
Website www.capitalsouthwest.com/
Phone 972-233-8242
Location Texas
Incorporated Texas
Staggered Board No
Objective: Provide capital to middle market companies via Equity, subordinated debt and senior debt
Related Indexes
Debt-Focused Business Development Company (BDC) Index
60/40 Balanced (w/ BDCs) Index
Taxable Bond & BDC Index
Premium CEF/BDC Index
Capital & Leverage
Outstanding Shares 19,867,848
Total Assets (Reported: Dec. 31, 2020) $708M
Estimated Total Assets $680M
Net Assets $313M
Market Cap $483M
Portfolio Turnover 17.41%
Debt-to-Equity 1.2246
Total Leverage 54.01%
Structural Leverage (out of total) 100.00%
Portfolio Leverage (out of total) 0.00%
Expense Ratio 12.40%
Non Lev Exp Ratio 6.21%
Gross Asset Expense Ratio 5.12%
Gross Asset Non Lev Exp Ratio 2.56%
Rel Lev Cost 4.73%
Discount Data
Average Discount (3 Yr) 8.62%
Discount Low(3 Yr) -52.03%
Discount High(3 Yr) 58.07%
Discount Rel Range 96.60%
Comp Discount 51.01
Discount St Dev (1Yr) 21.40
Z-Stat
Z-Stat (6mo) 1.59
Z-Stat (1Yr) 2.07
Z-Stat (3Yr) 2.68
Comp Z-Stat (6mo) 0.22
Comp Z-Stat (3Yr) 1.52
Distribution Data
Market Yield 8.56%
Income Yield 8.56%
Lev Adj NAV Yield 8.58%
Av Yield on Debt Investments 10.64
Distribution Frequency Q
Current Distribution $0.520
Current Income $0.520
Ex-Date 3/12/21
Payable Date 3/31/21
Div Growth (3yr) 85.71%
Dividend Change 2.0% on 2/1/21
Expected Div 5/28/21
RoC (1yr) 0.00%
RoC (3yr) 2.36%
Tax Dividend Data 2020 2018 - 2020
Income 100% 61.2%
ST Gains 0% 0%
QDI 8.2% 8.0%
LT Gains 0% 38.8%
RoC 0% 0%
Volume & Liquidity
Average Daily $ (M) $4,050
Avg Volume 30 day 120,285
Avg Volume 90 day 166,737
Volume Trend -27.86%
Comp Volume Trend -13.14%
Correlation & Volatility
Price Correlation (1yr)
vs. S&P 500 (TR)
58.0%
Price Correlation (1yr)
vs. CEFA's 12 Major CEF Sectors Index
62.0%
Price Correlation (1yr)
vs. CEFA's BDC Index
80.0%
Most Correlated Peer (Mk Pr): TSLX 75.0%
Price St Dev (1Yr) 29.9%
NAV St Dev (1Yr) 3.9%
Earnings
Earnings / Share (12/31/20) $0.502
Adj Core NII Coverage 96.52%
1 Yr Avg NII Coverage 83.47%
1 Yr Avg Adj Core NII Coverage 84.40%
NII Trend 20.84%
Adj Core NII Trend 17.98%
Performance
Price Beta (2yr)
vs. S&P 500 (TR)
2.02
Price Beta (2yr)
vs. CEFA's 12 Major CEF Sectors Index
1.57
Price Beta (2yr)
vs. CEFA's Debt-Focused Business Development Company (BDC) Index
1.10
Portfolio Data
Avg Libor Floor % 1.34%
% Loans with Libor Floor 92%

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NOTES: Distribution type sourced from CEFdata.com. For specific information about a fund's distribution sources, visit the fund sponsor's website.

The following information applies to closed-end funds and business development companies in general: Fund shares are not guaranteed or endorsed by any bank or other insured depository institution, and are not federally insured by the Federal Deposit Insurance Corporation (FDIC). Shares of closed-end funds (CEFs) and business development companies (BDCs) are subject to investment risks, including the possible loss of principal invested. There can be no assurance that fund objectives will be achieved. Closed-end funds and business development companies frequently trade at a discount to their net asset value. NAV returns are net of fund expenses, and assume reinvestment of distributions.

This material is presented for informational purposes only. Under no circumstances is it to be considered an offer to sell, or a solicitation to buy any investment referred to on this page. While the information contained herein is from sources believed reliable, we do not represent that it is accurate or complete and it should not be relied upon as such. Past performance is not necessarily indicative of future results. All investments involve risk including the loss of principal. Returns are presented gross of investment management fees and other appropriate fees (i.e. commissions, custodial fees, etc.).

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