CEF Advisors

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Capital Southwest Corporation (CSWC)

BDC - Debt Focused BDC

Data as of Jan. 16, 2020
Market Price $21.14 (+ $0.18)
NAV (Sept. 30, 2019) $18.30 ( $0.00)
Premium / Discount 15.52% (+0.98%)
Fund Info
Inception Jan. 1, 1971
Sponsor Capital Southwest Corporation
Website www.capitalsouthwest.com/
Phone 972-233-8242
Objective: Provide capital to middle market companies via Equity, subordinated debt and senior debt
Related Indexes
Debt-Focused Business Development Company (BDC) Index
60/40 Balanced (w/ BDCs) Index
Capital & Leverage
Outstanding Shares 17,927,329
Total Assets (Reported: Sept. 30, 2019) $585M
Estimated Total Assets $568M
Net Assets $328M
Market Cap $379M
Debt-to-Equity 0.7533
Total Leverage 42.25%
Structural Leverage (out of total) 100.00%
Portfolio Leverage (out of total) 0.00%
Expense Ratio 9.59%
Non Lev Exp Ratio 5.04%
Gross Asset Expense Ratio 5.36%
Gross Asset Non Lev Exp Ratio 2.82%
Rel Lev Cost 6.01%
Discount Data
Average Discount (3 Yr) 1.87%
Discount Low(3 Yr) -15.94%
Discount High(3 Yr) 23.09%
Discount Rel Range 80.61%
Comp Discount 16.99
Discount St Dev (1Yr) 2.57
Z-Stat (6mo) -0.58
Z-Stat (1Yr) -0.50
Z-Stat (3Yr) 1.18
Comp Z-Stat (6mo) -1.47
Comp Z-Stat (3Yr) 0.68
Distribution Data
Market Yield 9.46%
Income Yield 9.46%
Lev Adj NAV Yield 7.68%
Av Yield on Debt Investments 11.02
Distribution Frequency Q
Current Distribution $0.500
Current Income $0.500
Ex-Date 12/19/19
Payable Date 12/31/19
Div Growth (3yr) 194.12%
Dividend Change 2.0% on 7/31/19
Expected Div 2/28/20
RoC (1yr) 0.00%
RoC (3yr) 0.00%
Tax Dividend Data 2018 2016 - 2018
Income 35.7% 44.7%
ST Gains 0% 0%
QDI 5.8% 11.1%
LT Gains 64.3% 55.3%
RoC 0% 0%
Volume & Liquidity
Average Daily $ (M) $2,461
Avg Volume 30 day 154,946
Avg Volume 90 day 116,431
Volume Trend 33.08%
Comp Volume Trend 14.64%
Correlation & Volatility
Price Correlation (1yr)
vs. S&P 500 (TR)
Price Correlation (1yr)
vs. CEFA's 12 Major CEF Sectors Index
Price Correlation (1yr)
vs. CEFA's BDC Index
Most Correlated Peer (Mk Pr): TPVG 55.0%
Price St Dev (1Yr) 15.5%
NAV St Dev (1Yr) 1.8%
Earnings / Share (9/30/19) $0.412
Adj Core NII Coverage 82.34%
1 Yr Avg NII Coverage 83.72%
1 Yr Avg Adj Core NII Coverage 83.72%
NII Trend 5.26%
Adj Core NII Trend 5.26%
Price Beta (2yr)
vs. S&P 500 (TR)
Price Beta (2yr)
vs. CEFA's 12 Major CEF Sectors Index
Price Beta (2yr)
vs. CEFA's Debt-Focused Business Development Company (BDC) Index
Portfolio Data
Avg Libor Floor % 1.26%
% Loans with Libor Floor 80%


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NOTES: Distribution type sourced from CEFdata.com. For specific information about a fund's distribution sources, visit the fund sponsor's website.

The following information applies to closed-end funds and business development companies in general: Fund shares are not guaranteed or endorsed by any bank or other insured depository institution, and are not federally insured by the Federal Deposit Insurance Corporation (FDIC). Shares of closed-end funds (CEFs) and business development companies (BDCs) are subject to investment risks, including the possible loss of principal invested. There can be no assurance that fund objectives will be achieved. Closed-end funds and business development companies frequently trade at a discount to their net asset value. NAV returns are net of fund expenses, and assume reinvestment of distributions.

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