CEF Advisors

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Business Development Company (BDC) Universe

Data as of September 28, 2020 from CEFAData.com data

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Ticker Name Mkt Price NAV NAV Date Discount / Premium Mkt Yield Leverage % Liquidity - 30 days(M) Market Cap (MM) % Portfolio Debt % Variable Debt % 1st / 2nd Lien NAV Total Return (YTD) Price Total Return (YTD) NAV Total Return (1yr) Price Total Return (1yr) NAV Total Return (3yr) Price Total Return (3yr) Expense Ratio IPO Date
AINV Apollo Inv Corp $8.55 $15.29 6/30/2020 -44.08% 14.50% 62.64% $4,091 $575.1 89.1% 89.0% 88.8% -9.41% -43.81% -10.53% -36.67% 2.18% -24.39% 11.25% 4/6/2004
ARCC Ares Capital Corp $14.11 $15.83 6/30/2020 -10.87% 11.34% 50.96% $34,059 $5,963.2 92.1% 90.8% 80.3% -1.67% -17.91% 1.04% -16.15% 25.11% 15.38% 10.45% 10/5/2004
BBDC Barings BDC $8.06 $10.23 6/30/2020 -21.21% 7.94% 53.36% $795 $386.6 92.0% 99.9% 91.5% -8.15% -16.93% -6.30% -15.14% 4.27% -18.81% 7.43% 2/15/2007
BCSF Bain Cap Splty Fin $10.79 $15.81 6/30/2020 -31.75% 12.60% 59.09% $2,084 $696.6 93.5% 98.8% 92.0% -16.02% -41.60% -14.16% -35.72% N/A N/A 10.92% 11/15/2018
BKCC BR Cap Inv Corp $2.55 $4.84 6/30/2020 -47.31% 15.69% 48.10% $1,071 $178.9 90.4% 81.2% 59.6% -18.17% -41.85% -21.99% -40.12% -15.58% -40.93% 9.13% 6/27/2007
CCAP Crescent Capital BDC $13.70 $18.12 6/30/2020 -24.39% 11.97% 43.22% $195 $385.9 92.3% 92.3% 88.2% N/A N/A N/A N/A N/A N/A 5.56% 2/3/2020
CGBD TCG BDC $9.54 $14.80 6/30/2020 -35.54% 13.42% 55.44% $2,542 $537.2 98.4% 88.6% 87.7% -6.16% -23.17% -5.69% -25.05% 6.99% -24.60% 10.25% 6/14/2017
CPTA Capitala Finance Corp $9.52 $38.76 6/30/2020 -75.44% 0.00% 71.19% $277 $25.8 88.9% 37.3% 74.1% -26.59% -78.96% -27.12% -75.07% -36.95% -57.17% 24.04% 9/25/2013
CSWC Cap Southwest Corp $14.68 $14.95 6/30/2020 -1.81% 13.90% 53.55% $1,075 $272.9 85.7% 93.4% 83.0% -1.55% -22.10% -4.57% -21.14% 17.91% 24.11% 12.14% 1/1/1971
EQS Equus Total Return $1.19 $3.07 6/30/2020 -61.24% 0.00% 39.26% $6 $16.1 1.5% 0% 0% -9.71% -34.62% -13.52% -25.62% -1.29% -51.03% 7.02% 8/16/1991
FCRD First Eagle Alt Cap BDC $2.53 $5.54 6/30/2020 -54.33% 15.81% 46.68% $150 $76.2 79.0% 93.9% 74.2% -22.12% -53.41% -27.44% -54.15% -28.22% -45.02% 10.00% 4/22/2010
FDUS Fidus Investment Corp $10.09 $15.39 6/30/2020 -34.44% 11.89% 48.90% $1,513 $246.6 90.6% 31.7% 69.1% -2.79% -25.34% 3.19% -22.80% 25.30% -8.52% 11.49% 6/21/2011
FSK FS KKR Capital Corp $16.06 $23.37 6/30/2020 -31.28% 14.94% 56.47% $9,308 $1,987.5 83.6% 82.8% 67.6% -17.11% -26.51% -17.23% -19.05% -13.76% -25.38% 8.64% 4/16/2014
FSKR FS KKR Capital Corp. II $14.48 $24.22 6/30/2020 -40.21% 15.19% 43.65% $9,014 $2,488.7 91.1% 86.1% 78.0% N/A N/A N/A N/A N/A N/A 8.10% 6/17/2020
GAIN Gladstone Inv Corp $9.37 $10.87 6/30/2020 -13.80% 8.96% 34.38% $1,739 $311.1 98.2% 75.8% 76.4% -7.35% -23.85% -3.30% -16.86% 36.55% 29.53% 7.15% 6/23/2005
GARS Garrison Capital $3.90 $6.27 6/30/2020 -37.80% 5.13% 72.28% $193 $62.6 97.8% 99.5% 97.8% -22.21% -26.98% -34.27% -36.51% -24.96% -23.61% 20.47% 3/27/2013
GBDC Golub Capital BDC $13.18 $14.05 6/30/2020 -6.19% 8.80% 45.74% $6,623 $2,204.5 98.1% 98.9% 97.7% -10.20% -23.63% -3.32% -22.93% 13.06% -8.02% 6.67% 4/15/2010
GECC Great Elm Cap Corp $3.56 $5.10 6/30/2020 -30.20% 27.98% 44.95% $759 $37.7 57.4% 60.7% 52.9% -33.21% -45.71% -41.14% -46.66% -31.38% -33.38% 25.22% 11/7/2016
GLAD Gladstone Cap Corp $7.51 $7.27 6/30/2020 3.30% 10.39% 49.64% $1,213 $234.3 93.8% 85.1% 91.0% -2.60% -18.33% -1.82% -14.23% 16.19% 5.26% 10.22% 8/27/2001
GSBD Goldman Sachs BDC $16.12 $15.14 6/30/2020 6.47% 11.17% 58.64% $2,804 $652.0 91.7% 94.1% 87.2% -4.24% -20.02% -4.18% -13.39% 10.20% -7.67% 7.72% 3/17/2015
HCAP Harvest Cap Cr Corp $3.59 $10.24 6/30/2020 -64.94% 0.00% 53.92% $55 $21.4 87.7% 52.5% 87.5% -5.97% -55.42% -9.17% -58.95% 2.10% -51.50% 15.12% 5/3/2013
HRZN Horizon Tech Fin Corp $12.28 $11.64 6/30/2020 5.50% 9.77% 48.51% $1,980 $212.4 92.2% 99.6% 92.2% 6.42% 2.32% 11.12% 14.47% 29.47% 43.38% 14.14% 10/29/2010
HTGC Hercules Capital $11.46 $10.19 6/30/2020 12.46% 11.17% 51.25% $6,477 $1,309.1 96.4% 95.5% 93.1% 6.45% -10.84% 9.35% -4.39% 41.30% 19.38% 11.24% 6/9/2005
ICMB Investcorp Cr Mgmt BDC $3.61 $7.79 6/30/2020 -53.66% 16.62% 61.79% $147 $50.2 97.9% 99.4% 97.8% -17.24% -37.01% -17.70% -33.08% -14.04% -30.80% 13.40% 2/6/2014
MAIN Main Street Cap Corp $30.36 $20.85 6/30/2020 45.61% 8.10% 44.46% $9,805 $1,999.7 75.3% 66.4% 67.5% -5.08% -25.30% -2.57% -23.68% 27.30% -2.35% 5.86% 10/9/2007
MCC Medley Capital Corp $18.19 $54.83 6/30/2020 -66.82% 0.00% 49.11% $176 $49.5 54.6% 81.3% 48.1% -35.80% -64.45% -42.86% -72.02% -61.20% -74.24% 11.00% 1/21/2011
MRCC Monroe Capital Corp $6.91 $10.37 6/30/2020 -33.37% 14.47% 62.70% $834 $147.2 92.6% 97.9% 91.6% -8.03% -28.55% -7.59% -23.42% 2.57% -23.76% 13.63% 10/25/2012
MVC MVC Capital $7.97 $10.18 7/31/2020 -21.71% 8.53% 34.31% $267 $141.3 64.5% 0% 56.0% -16.87% -7.52% -15.55% -2.92% -9.87% -1.60% 9.64% 4/26/2000
NEWT Newtek Biz Serv Corp $18.96 $15.66 6/30/2020 21.07% 12.24% 50.20% $3,404 $401.6 68.8% 85.9% 3.5% 9.81% -9.32% 17.09% -6.22% 50.21% 39.90% 20.87% 9/29/2000
NMFC New Mountain Fin Corp $9.78 $11.63 6/30/2020 -15.91% 12.27% 59.40% $4,723 $947.0 87.8% 91.3% 82.2% -5.20% -21.98% -3.73% -18.80% 14.84% -3.30% 13.00% 5/20/2011
OCSI Oaktree Stgc Incm Corp $6.53 $8.47 6/30/2020 -22.90% 7.66% 53.88% $279 $192.4 93.0% 98.7% 92.4% -8.60% -15.32% -7.00% -14.06% 3.11% -5.23% 9.43% 7/12/2013
OCSL Oaktree Splty Lending $4.87 $6.09 6/30/2020 -20.03% 8.62% 46.19% $2,002 $686.5 93.2% 87.2% 75.4% -3.40% -5.40% -1.82% 1.15% 17.86% 10.42% 8.70% 6/12/2008
OFS OFS Capital Corp $4.70 $10.10 6/30/2020 -53.47% 14.47% 69.91% $386 $63.0 92.5% 78.0% 74.7% -13.48% -51.84% -14.13% -51.11% 0.42% -33.11% 25.24% 11/8/2012
ORCC Owl Rock Capital Corp $12.43 $14.52 6/30/2020 -14.39% 9.98% 36.80% $15,891 $4,781.7 97.4% 98.7% 97.3% 0.39% -26.16% 2.42% -14.93% N/A N/A 4.23% 7/18/2019
OXSQ Oxford Square Cap Corp $2.57 $3.54 6/30/2020 -27.40% 16.34% 36.41% $607 $127.4 92.7% 70.2% 64.8% -20.96% -43.44% -32.68% -47.72% -21.27% -28.76% 9.23% 11/24/2003
PFLT PennantPark Flt Rt Cap $8.61 $12.16 6/30/2020 -29.19% 13.24% 58.68% $1,490 $333.8 89.1% 96.5% 88.6% 0.50% -22.29% 1.76% -16.02% 10.50% -16.92% 10.32% 4/8/2011
PNNT PennantPark Inv Corp $3.25 $7.82 6/30/2020 -58.44% 14.77% 60.96% $1,031 $217.9 82.3% 91.2% 74.1% -6.26% -43.80% -3.66% -38.79% 8.35% -29.56% 10.43% 4/20/2007
PSEC Prospect Capital Corp $5.12 $8.18 6/30/2020 -37.41% 14.06% 40.33% $7,303 $1,930.2 86.5% 70.5% 65.2% 0.00% -13.04% -1.89% -12.95% 12.72% 7.44% 10.93% 7/27/2004
PTMN Portman Ridge Fin Corpn $1.35 $2.71 6/30/2020 -50.18% 17.78% 56.39% $313 $60.1 82.8% 83.1% 73.6% -15.00% -27.83% -20.91% -29.65% -24.65% -35.07% 13.82% 12/12/2006
RAND Rand Capital Corp $11.14 $19.21 6/30/2020 -42.01% 0.00% 17.68% $16 $28.8 87.2% 0% 34.0% 2.58% 6.63% -22.59% 12.96% -25.06% -3.45% 3.68% 8/18/1995
SAR Saratoga Inv Corp $17.34 $25.11 5/31/2020 -30.94% 9.23% 43.80% $618 $194.5 90.5% 91.8% 87.8% 3.04% -26.65% 6.54% -25.61% 35.32% 4.55% 5.84% 3/23/2007
SCM Stellus Cap Inv Corp $8.81 $13.34 6/30/2020 -33.96% 11.35% 58.52% $860 $171.7 95.8% 90.0% 90.1% 0.28% -32.19% 1.61% -27.77% 24.47% -6.89% 13.57% 11/8/2012
SLRC Solar Capital $16.33 $20.11 6/30/2020 -18.80% 10.04% 26.36% $2,471 $690.1 48.7% 80.9% 48.3% -0.47% -14.84% -1.05% -13.23% 14.77% -1.85% 6.57% 2/9/2010
SSSS SuRo Capital Corp $13.00 $11.84 6/30/2020 9.80% 0.00% 12.05% $10,230 $217.8 80.6% 0% 33.5% 5.36% 100.76% 14.51% 112.80% 27.04% 148.98% 11.56% 4/28/2011
SUNS Solar Senior Capital $13.03 $15.55 6/30/2020 -16.21% 9.21% 31.23% $708 $209.1 59.0% 95.1% 59.0% 1.23% -20.45% 3.26% -17.37% 17.15% -0.33% 4.32% 2/25/2011
SVVC Firsthand Tech Val Fd $4.33 $14.70 6/30/2020 -70.54% 0.00% 0.00% $159 $29.8 46.0% 1.4% 26.2% -16.95% -32.66% -32.97% -43.91% -21.38% -45.45% 2.53% 4/18/2011
TCPC BR TCP Capital Corp $10.20 $12.21 6/30/2020 -16.46% 11.76% 56.36% $3,486 $589.2 92.5% 89.7% 90.2% 0.15% -20.14% -0.37% -14.92% 10.39% -12.31% 12.99% 4/4/2012
TPVG TP Vntr Gwth BDC Corp $11.45 $13.17 6/30/2020 -13.06% 12.58% 41.84% $1,780 $352.5 98.4% 67.9% 94.2% 6.82% -11.88% 2.96% -22.35% 31.37% 18.43% 12.16% 3/6/2014
TSLX Sixth St Splty Lending $17.19 $16.08 6/30/2020 6.90% 9.54% 43.22% $7,335 $1,162.5 98.2% 95.9% 96.5% 6.18% -11.60% 9.95% -7.07% 36.17% 9.83% 11.18% 3/20/2014
WHF WhiteHorse Finance $9.91 $14.61 6/30/2020 -32.17% 14.33% 44.73% $991 $203.6 96.0% 99.6% 88.4% 2.92% -19.89% 5.49% -17.03% 36.96% -2.61% 11.20% 2/25/1992
Debt Focused Average -25.53% 11.58% 50.80% $3,437 $765.1 87.7% 85.2% 79.1% -7.23% -28.08% -7.31% -25.75% 7.64% -10.94% 11.45%
Equity Focused Average -37.14% 1.71% 20.66% $2,136 $86.8 55.9% -7.12% 6.52% -14.02% 10.66% -6.11% 9.49% 6.89%
All BDC Average -26.70% 10.60% 47.78% $3,307 $697.2 84.5% 76.7% 74.2% -7.22% -24.48% -8.01% -21.96% 6.14% -8.72% 10.99%

BDC Investment Opportunities Powered by CEF Advisors' BDC Data and Research Expertise

Separate Account Management $1M USD Min Account

A 2 Year Unit Investment Trust (UIT) "CEFA's Select BDC Trust" $1K Min Investment

DISCLOSURES:

CEFData.com makes data for the universe of closed-end funds (CEFs) and business development companies (BDCs) available to its users. This material is not intended to be relied upon as investment advice or recommendations, does not constitute a solicitation to buy or sell securities and should not be considered specific legal, investment or tax advice. This site does not list all the risks associated with each fund. Investors should contact a fund’s sponsor for fund-specific risk information and/or contact a financial advisor before investing.

NOTES: Distribution type sourced from CEFdata.com. For specific information about a fund's distribution sources, visit the fund sponsor's website.

The following information applies to closed-end funds and business development companies in general: Fund shares are not guaranteed or endorsed by any bank or other insured depository institution, and are not federally insured by the Federal Deposit Insurance Corporation (FDIC). Shares of closed-end funds (CEFs) and business development companies (BDCs) are subject to investment risks, including the possible loss of principal invested. There can be no assurance that fund objectives will be achieved. Closed-end funds and business development companies frequently trade at a discount to their net asset value. NAV returns are net of fund expenses, and assume reinvestment of distributions.

This material is presented for informational purposes only. Under no circumstances is it to be considered an offer to sell, or a solicitation to buy any investment referred to on this page. While the information contained herein is from sources believed reliable, we do not represent that it is accurate or complete and it should not be relied upon as such. Past performance is not necessarily indicative of future results. All investments involve risk including the loss of principal. Returns are presented gross of investment management fees and other appropriate fees (i.e. commissions, custodial fees, etc.).

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