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Business Development Company (BDC) Universe

Data as of July 21, 2017 from "CEFA's Closed-End Fund Universe Data"

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Ticker	Name	Mkt Price	NAV	NAV Date	Discount / Premium	Mkt Yield	Leverage %	Liquidity - 30 days(M)	Market Cap (MM)	% Portfolio Debt	% Variable Debt	% 1st / 2nd Lien	NAV Total Return (YTD)	Price Total Return (YTD)	NAV Total Return (1yr)	Price Total Return (1yr)	NAV Total Return (3yr)	Price Total Return (3yr)	Expense Ratio	IPO Date
ABDC	Alcentra Capital Corp	$12.49	$13.43	3/31/2017	-7.00%	10.89%	34.21%	$967	$167.8	95.6%	51.7%	92.4%	3.06%	10.28%	4.66%	12.48%	18.83%	23.05%	10.10%	5/9/2014
ACSF	American Capital Sr Flt	$12.70	$13.66	3/31/2017	-7.03%	9.17%	39.58%	$366	$127.0	100%	83.0%	83.0%	4.82%	12.43%	19.07%	33.05%	13.99%	16.26%	4.51%	1/15/2014
AINV	Apollo Inv Corp	$6.35	$6.74	3/31/2017	-5.79%	9.45%	35.97%	$3,997	$1,395.1	83.5%	52.7%	74.6%	2.62%	13.48%	6.38%	23.23%	2.29%	-1.61%	7.42%	4/6/2004
ARCC	Ares Capital Corp	$16.47	$16.50	3/31/2017	-0.18%	9.23%	38.24%	$23,963	$7,021.1	91.0%	66.2%	66.6%	4.92%	4.49%	8.42%	20.58%	27.78%	23.93%	11.87%	10/5/2004
BKCC	BR Cap Inv Corp	$7.59	$8.22	3/31/2017	-7.66%	9.49%	37.43%	$1,838	$553.6	89.3%	69.5%	67.0%	4.51%	14.22%	-1.42%	0.97%	9.09%	13.18%	6.94%	6/27/2007
CGBD	TCG BDC	$18.20	$18.25	6/19/2017	-0.27%	8.13%	45.48%	$2,325	$1,109.6	99.4%	95.2%	89.6%	N/A	N/A	N/A	N/A	N/A	N/A	7.85%	6/14/2017
CMFN	CM Finance	$10.25	$12.32	3/31/2017	-16.80%	9.76%	40.96%	$155	$140.3	99.5%	97.2%	99.5%	5.69%	15.59%	13.64%	21.45%	14.12%	1.87%	8.83%	2/6/2014
CPTA	Capitala Finance Corp	$13.27	$15.71	3/31/2017	-15.53%	11.76%	55.45%	$820	$210.8	86.9%	37.3%	55.7%	5.26%	9.67%	6.41%	2.22%	6.89%	1.90%	13.80%	9/25/2013
CSWC	Cap Southwest Corp	$16.30	$17.80	3/31/2017	-8.43%	5.15%	7.67%	$338	$261.0	64.8%	83.4%	58.4%	3.24%	5.02%	7.76%	22.27%	-7.44%	32.08%	5.97%	1/1/1971
EQS	Equus Total Return	$2.30	$3.06	3/31/2017	-24.84%	0.00%	45.14%	$12	$31.1	4.6%	0%	0%	-9.20%	14.43%	-2.24%	43.75%	2.00%	-4.17%	25.38%	8/16/1991
FDUS	Fidus Investment Corp	$16.82	$15.80	3/31/2017	6.46%	9.27%	34.72%	$1,137	$377.7	85.9%	2.1%	17.5%	5.20%	11.89%	12.11%	16.95%	37.44%	14.89%	9.45%	6/21/2011
FSC	Fifth St Fin Corp	$5.46	$7.23	3/31/2017	-24.48%	9.16%	46.00%	$12,938	$769.6	87.9%	70.4%	71.1%	1.09%	4.66%	-5.64%	8.42%	-4.72%	-23.18%	10.58%	6/12/2008
FSFR	Fifth St Sr Flt Rt Corp	$8.66	$10.83	3/31/2017	-20.04%	8.78%	44.93%	$1,909	$255.2	92.7%	99.2%	81.5%	3.22%	3.79%	5.41%	13.43%	-9.39%	-17.75%	7.44%	7/12/2013
FSIC	FS Investment Corp	$9.05	$9.45	3/31/2017	-4.23%	9.85%	42.68%	$10,073	$2,218.6	90.0%	77.9%	70.8%	5.16%	-7.81%	12.65%	7.01%	19.87%	12.16%	9.28%	4/16/2014
GAIN	Gladstone Inv Corp	$9.49	$9.95	3/31/2017	-4.62%	8.09%	40.69%	$1,146	$307.2	95.0%	0%	72.4%	6.45%	18.13%	9.41%	39.08%	44.18%	60.32%	9.62%	6/23/2005
GARS	Garrison Capital	$8.11	$11.90	3/31/2017	-31.85%	13.81%	51.16%	$320	$130.2	97.5%	97.0%	95.7%	0.32%	-7.27%	1.16%	-12.35%	1.60%	-16.20%	8.56%	3/27/2013
GBDC	Golub Capital BDC	$19.60	$15.88	3/31/2017	23.43%	6.53%	48.43%	$3,414	$1,119.2	88.0%	98.9%	87.4%	4.96%	10.06%	9.63%	13.97%	29.34%	37.25%	7.66%	4/15/2010
GECC	Great Elm Cap Corp	$10.76	$13.59	3/31/2017	-20.82%	9.26%	15.29%	$192	$125.3	98.3%	46.9%	94.0%	4.20%	-3.53%	N/A	N/A	N/A	N/A	2.82%	11/7/2016
GLAD	Gladstone Cap Corp	$9.88	$8.33	3/31/2017	18.61%	8.50%	34.54%	$922	$252.1	96.6%	87.1%	94.1%	5.50%	10.44%	15.35%	36.39%	26.68%	23.22%	6.44%	8/27/2001
GSBD	Goldman Sachs BDC	$22.25	$18.26	3/31/2017	21.85%	8.09%	41.99%	$2,369	$808.9	91.4%	94.4%	90.1%	4.64%	-1.57%	8.96%	19.95%	N/A	N/A	8.57%	3/17/2015
GSVC	GSV Capital Corp	$4.06	$8.83	3/31/2017	-54.02%	0.00%	20.35%	$301	$90.1	69.5%	0%	18.5%	1.96%	-19.28%	-13.21%	-28.57%	-21.74%	-28.54%	10.75%	4/28/2011
HCAP	Harvest Cap Cr Corp	$13.75	$13.89	3/31/2017	-1.01%	9.82%	36.08%	$319	$88.1	96.5%	61.7%	96.2%	5.90%	5.73%	11.16%	18.15%	23.55%	21.09%	11.05%	5/3/2013
HRZN	Horizon Tech Fin Corp	$11.68	$12.11	3/31/2017	-3.55%	10.27%	37.24%	$473	$134.5	92.2%	99.7%	92.2%	5.96%	17.57%	0.75%	0.47%	13.35%	10.49%	10.32%	10/29/2010
HTGC	Hercules Capital	$13.29	$9.76	3/31/2017	36.17%	9.33%	48.03%	$3,240	$1,100.2	96.3%	92.1%	93.3%	4.85%	-1.42%	13.87%	11.26%	29.37%	2.35%	11.87%	6/9/2005
KCAP	KCAP Financial	$3.47	$5.14	3/31/2017	-32.49%	13.83%	47.52%	$475	$129.2	82.1%	76.2%	67.3%	4.96%	-3.77%	3.67%	-0.25%	-5.74%	-30.24%	9.43%	12/12/2006
MAIN	Main Street Cap Corp	$38.54	$22.44	3/31/2017	71.75%	5.76%	38.19%	$6,198	$2,155.3	75.5%	63.1%	70.0%	8.64%	9.08%	19.40%	25.02%	45.13%	47.91%	5.47%	10/9/2007
MCC	Medley Capital Corp	$6.44	$8.94	3/31/2017	-27.96%	9.94%	51.19%	$2,241	$350.8	93.0%	82.9%	88.6%	-0.75%	-9.19%	0.00%	-1.09%	-2.77%	-23.74%	13.00%	1/21/2011
MFIN	Medallion Fin Corp	$2.52	$11.91	3/31/2017	-78.84%	7.94%	49.98%	$230	$61.2	51.6%	0%	51.1%	0.00%	-16.56%	5.26%	-67.25%	26.98%	-59.63%	7.79%	5/23/1996
MRCC	Monroe Capital Corp	$15.13	$14.34	3/31/2017	5.51%	9.25%	44.98%	$1,386	$253.0	96.1%	97.6%	94.0%	3.58%	2.93%	8.55%	7.06%	32.95%	42.30%	9.94%	10/25/2012
MVC	MVC Capital	$10.36	$12.45	4/30/2017	-16.79%	5.21%	32.38%	$320	$233.7	68.6%	0%	37.0%	2.66%	23.89%	3.42%	35.57%	-9.53%	-4.62%	8.83%	4/26/2000
NEWT	Newtek Biz Serv Corp	$16.79	$14.31	3/31/2017	17.33%	9.53%	39.37%	$1,540	$290.3	63.5%	95.2%	5.9%	5.38%	10.38%	12.69%	44.84%	35.81%	80.31%	19.47%	9/29/2000
NMFC	New Mountain Fin Corp	$14.35	$13.56	3/31/2017	5.83%	9.48%	46.08%	$3,875	$1,084.5	91.3%	85.8%	79.0%	5.79%	6.60%	12.77%	18.48%	21.23%	26.19%	8.36%	5/20/2011
OFS	OFS Capital Corp	$14.14	$14.98	3/31/2017	-5.61%	9.62%	50.40%	$636	$188.5	92.2%	61.2%	66.2%	5.67%	7.70%	10.70%	13.22%	34.51%	42.90%	12.99%	11/8/2012
OHAI	OHA Inv Corp	$1.27	$3.02	3/31/2017	-57.95%	6.30%	55.24%	$57	$25.6	68.6%	62.8%	29.7%	-23.31%	-24.28%	-33.75%	-41.15%	-52.16%	-64.45%	11.79%	11/10/2004
PFLT	PennantPark Flt Rt Cap	$14.25	$14.05	3/31/2017	1.42%	8.00%	38.46%	$1,632	$462.8	93.5%	98.4%	92.3%	4.29%	5.71%	10.47%	22.73%	20.08%	26.42%	4.91%	4/8/2011
PNNT	PennantPark Inv Corp	$7.46	$9.09	3/31/2017	-17.93%	9.65%	47.41%	$1,974	$530.1	85.9%	79.2%	70.4%	3.73%	2.09%	11.97%	15.75%	8.12%	-7.09%	10.62%	4/20/2007
PSEC	Prospect Capital Corp	$8.28	$9.43	3/31/2017	-12.20%	12.08%	42.90%	$13,107	$2,980.3	89.1%	69.8%	64.1%	3.22%	5.15%	8.53%	11.94%	19.51%	5.62%	11.48%	7/27/2004
RAND	Rand Capital Corp	$2.83	$5.10	3/31/2017	-44.51%	0.00%	19.20%	$26	$17.9	81.8%	0%	24.2%	-1.16%	-10.44%	-3.41%	-16.02%	15.12%	-7.82%	6.37%	8/18/1995
SAR	Saratoga Inv Corp	$20.41	$21.69	5/31/2017	-5.90%	9.21%	64.55%	$547	$121.8	90.9%	79.8%	88.5%	3.87%	5.73%	9.18%	29.67%	25.91%	66.75%	16.33%	3/23/2007
SCM	Stellus Cap Inv Corp	$13.81	$13.84	3/31/2017	-0.22%	9.85%	51.58%	$1,036	$216.0	95.2%	69.5%	71.7%	6.06%	20.15%	15.85%	37.28%	24.70%	24.06%	13.39%	11/8/2012
SLRC	Solar Capital	$21.92	$21.75	3/31/2017	0.78%	7.30%	20.86%	$2,102	$926.4	49.3%	94.5%	46.8%	3.73%	9.13%	8.55%	17.78%	18.32%	29.02%	7.86%	2/9/2010
SUNS	Solar Senior Capital	$17.39	$16.81	3/31/2017	3.45%	8.11%	16.95%	$636	$278.7	60.0%	95.6%	60.0%	4.96%	10.78%	8.71%	12.31%	17.87%	30.08%	2.74%	2/25/2011
SVVC	Firsthand Tech Val Fd	$8.23	$20.03	3/31/2017	-58.91%	0.00%	0.00%	$113	$61.2	84.9%	0%	7.8%	-0.05%	7.30%	-8.46%	10.77%	-5.17%	-32.00%	2.71%	4/18/2011
TCAP	Triangle Capital Corp	$17.51	$15.29	3/31/2017	14.52%	10.28%	40.48%	$2,949	$834.9	90.0%	0%	40.6%	7.01%	0.38%	15.32%	-5.34%	35.55%	-12.64%	8.07%	2/15/2007
TCPC	TCP Capital Corp	$16.65	$14.92	3/31/2017	11.60%	8.65%	43.57%	$3,195	$978.9	92.0%	82.9%	89.3%	4.90%	2.78%	10.99%	16.63%	26.00%	19.23%	9.83%	4/4/2012
TCRD	THL Credit	$10.13	$11.71	3/31/2017	-13.49%	10.66%	43.97%	$1,176	$333.5	82.6%	67.2%	71.9%	3.64%	6.59%	8.25%	-2.84%	17.32%	3.70%	10.43%	4/22/2010
TICC	TICC Capital Corp	$6.62	$7.53	3/31/2017	-12.08%	12.08%	32.99%	$2,431	$340.8	87.9%	66.4%	58.4%	5.73%	6.20%	30.12%	35.23%	11.33%	2.59%	8.88%	11/24/2003
TPVG	TP Vntr Gwth BDC Corp	$12.81	$13.38	3/31/2017	-4.26%	11.24%	31.01%	$1,114	$205.0	78.8%	54.1%	76.7%	4.37%	14.86%	13.56%	20.76%	22.91%	10.87%	11.75%	3/6/2014
TSLX	TPG Specialty Lending	$20.73	$16.04	3/31/2017	29.24%	7.53%	37.59%	$3,700	$1,242.7	99.2%	94.7%	98.7%	5.71%	15.36%	13.44%	27.97%	32.17%	23.56%	9.39%	3/20/2014
WHF	WhiteHorse Finance	$13.35	$13.80	3/31/2017	-3.26%	10.64%	41.91%	$2,770	$244.4	93.1%	94.9%	93.1%	6.46%	15.53%	13.84%	29.79%	18.74%	24.89%	11.24%	2/25/1992
Debt Focused Average					-4.08%	9.35%	40.75%	$2,850	$731.3	87.1%	71.9%	73.7%	3.85%	5.66%	8.79%	13.43%	17.41%	12.95%	9.47%
Equity Focused Average					-39.81%	1.04%	23.42%	$154	$86.8	61.9%			-1.16%	3.18%	-4.78%	9.10%	-3.86%	-15.43%	10.81%
All BDC Average					-7.65%	8.52%	39.02%	$2,580	$666.8	84.6%	64.7%	68.1%	3.34%	5.41%	7.37%	12.98%	15.15%	9.93%	9.60%

BDC Investment Opportunities Powered by CEF Advisors' BDC Data and Research Expertise

Separate Account Management $1M USD Min Account

A 2 Year Unit Investment Trust (UIT) "CEFA's Select BDC Trust" $1K Min Investment

Covestor Core BDC Model (Yield Animal) Robo Advisor $10K min

DISCLOSURES:

CEFData.com makes data for the universe of closed-end funds (CEFs) and business development companies (BDCs) available to its users. This material is not intended to be relied upon as investment advice or recommendations, does not constitute a solicitation to buy or sell securities and should not be considered specific legal, investment or tax advice. This site does not list all the risks associated with each fund. Investors should contact a fund’s sponsor for fund-specific risk information and/or contact a financial advisor before investing.

NOTES: Distribution type sourced from CEFdata.com. For specific information about a fund's distribution sources, visit the fund sponsor's website.

The following information applies to closed-end funds and business development companies in general: Fund shares are not guaranteed or endorsed by any bank or other insured depository institution, and are not federally insured by the Federal Deposit Insurance Corporation (FDIC). Shares of closed-end funds (CEFs) and business development companies (BDCs) are subject to investment risks, including the possible loss of principal invested. There can be no assurance that fund objectives will be achieved. Closed-end funds and business development companies frequently trade at a discount to their net asset value. NAV returns are net of fund expenses, and assume reinvestment of distributions.

This material is presented for informational purposes only. Under no circumstances is it to be considered an offer to sell, or a solicitation to buy any investment referred to on this page. While the information contained herein is from sources believed reliable, we do not represent that it is accurate or complete and it should not be relied upon as such. Past performance is not necessarily indicative of future results. All investments involve risk including the loss of principal. Returns are presented gross of investment management fees and other appropriate fees (i.e. commissions, custodial fees, etc.).

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